• United States
    The Path to Mars
    Play
    Charles F. Bolden Jr. discusses the future of U.S. space policy.
  • Global
    The World Next Week: November 6, 2014
    Podcast
    Germany marks 25 years since the fall of the Berlin Wall; President Barack Obama visits China, Burma, and Australia; and the Rosetta spacecraft orbits a comet.
  • Military Operations
    You Might Have Missed: Space Fence, Counter-UAV Technologies, and Nigeria
    Eric Schmitt and Brian Knowlton, “U.S. Officials Question Ability of Nigeria to Rescue Hostages,” New York Times, May 15, 2014. Even as terrorist groups throughout the world have engaged in more kidnappings for ransom to finance their operations, Pentagon officials have worried that the success in killing Osama bin Laden and a movie like “Captain Phillips,” which depicted the capture and killing of Somali pirates, have placed unrealistic expectations on the American authorities. “The United States of America doesn’t have the capacity, the capability to go rescue every kidnapped person around the world,” Gen. Mark A. Welsh III, the Air Force chief of staff, said in an interview this week. (3PA: One can already identify an emerging civilian-military disconnect about the proper use of military tools in response to the kidnappings in Nigeria. Civilians pushing for a greater commitment of personnel and capabilities to Nigeria, while the military, which certainly wants to avoid the direct intervention of ground forces, warns about the potential costs and downsides of doing this.) Doug Cameron, “Can the Pentagon Save Earth from Space Junk,” Wall Street Journal, May 15, 2014. The Pentagon later this month plans to award a contract for the first phase of its $6 billion project dubbed the Space Fence, a radar system that would track more of the fast-growing field of debris in space that threatens to disable or destroy satellites and manned spacecraft. Lockheed Martin Corp.  and Raytheon Co. are competing for a contract to build a powerful radar system intended to quintuple the amount of space junk the U.S. can monitor, and enable officials to warn satellite operators to move their spacecraft before possible collisions. (3PA: In my new memo, “Dangerous Space Incidents,” I discuss the threat of space debris and the specific need to upgrade the space fence.) “World Health Statistics 2014,” World Health Organization, May 15, 2014. WHO’s annual statistics report shows that low-income countries have made the greatest progress, with an average increase in life expectancy by 9 years from 1990 to 2012. Lesley Wroughton and Andrew Osborn, “Kerry says he’s seen raw data suggesting Syria used chlorine in attacks,” Reuters, May 15, 2014. “I have seen the raw data that suggests that there may have been, as France has suggested, a number of instances in which chlorine has been used in the conduct of war,” [John] Kerry told reporters in London. (3PA: One day before Kerry’s remarks, Secretary of Defense Chuck Hagel, when asked about the U.S. government’s reaction to reports from France on the use of chlorine in Syria, responded: “I’m aware of the French foreign minister’s statement. We’ve not seen any evidence of the specifics of that statement.”) Naftali Bendavid, “Poll Says Anti-Semitism Is Global Matter,” Wall Street Journal, May 13, 2014. The only religious group with a higher unfavorability rating in the survey than Jews was Muslims. While 38% rated Jews favorably and 21% unfavorably, both numbers were higher for Muslims, with 47% rating them favorably and 24% unfavorably. In comparison, 62% rated Christians favorably and just 15% unfavorably, the survey found. Eric Tegler, “Duck Hunt: U.S. military plans defenses against growing UAV threat,” Aviation Week and Space Technology, March 12, 2014. The increasing number and sophistication of unmanned aircraft operators has forced into the open a discussion that was until recently behind the blinds: How can the U.S. counter adversaries’ UAVs? …Though no central counter-UAV organizing force exists in the U.S. military, discussion is centering on how to detect UAVs, whether to kill them and how to defeat them without breaking the bank. On April 30 and May 1, the Army held a technical exchange on counter-unmanned air systems (CUAS) technologies. The classified meeting drew 68 packets for review, 26 of which were presented in person. Detection, decision and defeat mechanisms at all echelons were discussed. Potential solutions ranged from kinetic and non-kinetic to electronic and cyberwarfare, according to the organizer of the exchange, Steve Bramlett, of the Army’s Aviation and Missile Research, Development and Engineering Center. Directed energy (lasers/high-power microwave) and cybernegation alternatives were of considerable interest. The most frequently offered systems, though, were ground-based and kinetic, he says. The relatively low cost of such systems and the speed with which they can be developed, acquired and deployed are likely factors in their popularity. However, all at the meeting agreed that a combined-arms approach will be essential. “All of our traditional kinetic air defense assets are big, expensive and set back at the brigade level,” Bramlett notes. “A small, inexpensive threat—commercially based, possibly a swarm—fielded by an enemy can run through our sophisticated, expensive kinetic assets quickly. That’s why we all realize we need combined arms and a cheaper kinetic solution at the tactical edge, battalion and below.” The need for such systems also implies detection and decision-making at lower levels, down to the platoon level. Defeating small UAS will not only require cost-effective negation systems but new chain-of-command mechanisms. “It’s a complicated, expensive problem,” Bramlett acknowledges. “The U.S. must negate the threat without fratricide, coalition or civilian casualty risks. The enemy doesn’t regard those problems. They’ll have cheap plentiful items and will not be concerned with positive I.D. CUAS is an asymmetric technical and financial battle.” Michael J. McNerney, Jennifer D. P. Moroney, Peter Mandaville, and Terry Hagen, “New Security and Justice Sector Partnership Models,” RAND Corporation, 2014. One might argue that U.S. leverage—and ability to push for SJS reform—would be greatest for those partners receiving high levels of FMF and spending little through FMS… However, these assumptions are not so clear, particularly in the MENA region. Table 2.1 shows that Israel, Egypt, Iraq, and Jordan dominate FMF assistance overall, as well as when accounting for population, gross domestic product (GDP), and FMF as a percentage of military expenditures. In addition to their purchases of FMF discussed above, each of these countries is critically important in advancing regional stability, counterterrorism, and other U.S. objectives, thus potentially limiting U.S. willingness to use FMF as leverage to pressure partners into SJS and political reform…In fact, no matter how FMF is considered, no country stands out as a “high FMF leverage” prospect, including those most affected by the Arab uprisings…High levels of FMF are not primarily provided to encourage reform, but rather to advance other U.S. interests in the region. (pp. 18-22) Lance Menthe, Myron Hura, and Carl Rhodes, “The Effectiveness of Remotely Piloted Aircraft in a Permissive Hunter-Killer Scenario,” RAND Corporation, 2014. We analyze the operational effectiveness of three RPA design concepts, plus the MQ-9 as a baseline, on a “hunter-killer” mission: to find and destroy a specific moving vehicle… First, there is no silver bullet for RPA performance in the hunter-killer mission. Even in this highly constrained example, no single RPA concept performed well on all measures under all environmental conditions. Second, numbers can compensate for capability. In this scenario, two or three smaller RPAs with less-capable sensor packages were often able to equal or exceed the performance of the larger RPAs employed singly. Third, the MQ-9 holds up well against the other RPA design concepts we modeled in this scenario. The MQ-9 was never dramatically outperformed and never fared worst on any measure. It compared favorably under most environmental conditions. Finally, improving MQ-9 sensor capabilities may be a cost-effective option. Although we did not perform a cost-effectiveness analysis, upgrading the sensors on existing MQ-9 platforms, in particular their FMV sensor capabilities, would permit greater operational flexibility and would offer enhanced operational effectiveness for this type of hunter-killer scenario. Furthermore, if the discrete levels of magnification currently available on the Multispectral Targeting System, Model B (MTS-B) could be replaced with a continuous zoom feature, MTS-B could be used more effectively to enable the RPA pilot and sensor operator to balance competing mission objectives. (p. xiii)
  • Space
    Dangerous Space Incidents
    Introduction As space systems increasingly perform and support critical operations, a variety of plausible near-term incidents in outer space could precipitate or exacerbate an international crisis. The most grave space contingencies—viewed from the perspective of U.S. interests and international stability—are likely to result from either intentional interference with space systems or the inadvertent effects of irresponsible state behavior in outer space. The threats to U.S. space assets are significant and growing, as potential adversaries continue to pursue and could soon acquire counterspace capabilities. The United States has strategic interests in preventing and mitigating dangerous space incidents, given its high reliance on satellites for a variety of national security missions and unparalleled global security commitments and responsibilities. Like other technology-driven global governance challenges, the longer the United States delays preventive and mitigating efforts, the less dominant its position will be in shaping rules of the road for space.   The Contingencies Based on capabilities, intent, and history of malicious or destabilizing behavior, the state most likely to undertake destabilizing actions is China, followed by North Korea, and Iran. Although Russia has robust counterspace capabilities, it has not recently demonstrated intent to direct malicious and destabilizing actions toward U.S. space assets. Increasingly prevalent types of interference include jamming, hacking, spoofing, and lazing of space- and terrestrial-based sensors, transmitters, and data links. Additionally, interference can entail direct ascent or "co-orbit" antisatellite tests (ASAT), and intentional or unintentional collisions that create a long-term problem of orbital space debris. An outlier scenario not covered in this report is one that U.S. officials consider unrealistic: an electromagnetic pulse event in space. The three most plausible scenarios that warrant concern are crisis-related interference, intentional peacetime interference, and inadvertent peacetime interference. Crisis-Related Interference China, North Korea, and Iran could conceivably be involved in dangerous space activities—such as a "direct ascent," or vertical launch, ASAT test from a ground-based missile system—during a crisis with the United States or one of its allies to gain bargaining leverage, to deter potential hostile acts, or for defensive reasons in anticipation of imminent conflict. The intent of these activities could be misinterpreted if they cause unintended harm to U.S. and ally satellites, and could thereby exacerbate or inadvertently escalate the crisis. China has the most active ASAT development program, having conducted at least six direct ascent, or vertical launch, ASAT missile tests since 2005. China has not yet intentionally interfered with U.S. space assets. However, it has conducted ASAT tests without warning and signaled intent to undertake malicious actions. People's Liberation Army (PLA) Air Force publications argue that shooting down U.S. early-warning satellites would be a de-escalatory and stabilizing action in a naval encounter with the United States. China might be tempted to demonstrate its ASAT capabilities during a major crisis to deter potential U.S. military involvement, such as during a confrontation with Taiwan or other neighboring states over unresolved territorial disputes in the East or South China Seas. The purpose would be to signal its resolve and willingness to escalate militarily and thus gain "escalation dominance." North Korea's record of provocative military behavior makes it a plausible candidate to conduct dangerous actions in space, possibly by leveraging a crude ASAT demonstration to extract concessions similar to how it has used nuclear and missile testing in the past. North Korea placed its first satellite in orbit in December 2012 using a rocket derived from the Taepodong II missile, which could alternatively be used to destroy an inactive satellite or maliciously target a U.S. satellite. Although less likely, North Korea could use the still untested road-mobile, medium-range Hwasong-13 ballistic missile. Given North Korea's history of confrontational behavior and provocative language, interference with or damage to a U.S. or allied satellite has the potential to escalate into a crisis and elicit a response from the United States. Iran also has a long history of engaging in military intimidation. In the past two years, there have been an increasing number of near misses in the Persian Gulf between Iranian Revolutionary Guards Corps (IRGC) tactical boats and U.S. Navy ships, and IRGC surveillance drones and navy helicopters, as well as multiple attempts by IRGC fighter jets to shoot down U.S. Predator surveillance drones. Since Iran already views space as a legitimate arena in which to contest U.S. military power, Tehran could use similar tactics against U.S. satellites during a major crisis, especially if it believes war is imminent—an assessment that could have self-fulfilling consequences. Should this significantly limit U.S. situational unawareness of the unfolding crisis, there would most certainly be a military response against the source of that Iranian interference. Additionally, like North Korea, Iran could attempt a direct-ascent ASAT test or co-orbital ASAT test, in which it detonates a conventional explosive near a targeted satellite. Iran's capacity to do this will likely improve if it follows through on its June 2013 announcement of plans to build a space monitoring center designed to track satellites above Iranian territory. Intentional Peacetime Interference Intentional acts of interference during peacetime include: probing the technical capabilities of U.S. space systems or ground-based sensors; spying on the location and capabilities of U.S. satellites; and denying or limiting U.S. intelligence collection from space satellites through electronic jamming, blinding optical systems, and issuing false instructions, known as "spoofing." These space disruptions are distinct from computer hacking—i.e., the unauthorized access to a network, or the manipulation of software source code, the originating source of which can be hidden through dummy IP addresses or server rerouting. These interferences are usually stand-alone demonstrations of national power, and are similar to the interferences that routinely affect air and sea systems on earth. However, no established "rules of the road," comparable to the UN Convention on the Law of the Sea, exist to regulate space operations. According to U.S. officials, Iran undertakes more purposeful interference with U.S. military and commercial space systems using lasers and jammers than any other country. Although these actions have not resulted in irreparable damage to U.S. assets, this practice increases the possibility that the United States will misinterpret unintended harm caused by such interference. In the worst-case scenario, a routine lasing or jamming attack could cause unintended damage to U.S. or allied space assets—primarily due to untested and less advanced capabilities—precipitating a crisis with China, North Korea, or Iran at an acutely sensitive time, amid ongoing efforts to prevent Iran from acquiring nuclear weapons. Unlike in the cyber domain, attributing the source of intentional space interference is relatively easy to date. It requires identifying the source of a disruption to a datalink, or to space-based and terrestrial transmitters and receivers. Those sources provide a return address and usually offer a distinct signature. However, interference in space, particularly that which does not result in sustained damage to satellites, is less likely to arouse suspicion due to the distant nature of the domain, which can also encourage deliberate interference and shrouding of military purposes as civilian or scientific. Inadvertent Peacetime Interference The main form of inadvertent peacetime interference is the testing of ASAT systems that create space debris, which already threatens U.S. space assets and assured access to the domain. China's demonstrated disregard for the consequences of ASAT tests is the greatest threat to international space security. A January 2007 direct ascent ASAT test carried out by China against its defunct Fengyun-1C weather satellite instantly increased the amount of space debris in low earth orbit (LEO) by 40 percent. Debris is especially problematic in LEO, where half of the world's 1,100 active satellites operate. Space objects—even flecks of paint—travel as fast as eighteen thousand miles per hour and can cause catastrophic damage to manned and unmanned spacecraft—creating even more debris in the process. The U.S. National Research Council estimates that portions of LEO have reached a "tipping point," with hundreds of thousands of space debris larger than one centimeter stuck in orbit that will collide with other pieces of debris or spacecraft, thus creating exponentially more debris. Significant growth in the quantity or density of space debris could render certain high-demand portions of outer space unnavigable and inutile. Currently, there are no legal or internationally accepted means for removing existing debris. China could also test co-orbital antisatellite systems in which an interceptor spacecraft destroys its target by exploding in close proximity, creating even more debris. For several years, Beijing has conducted a series of close proximity maneuvers with its satellites in LEO; the most recent occurred after a July 20, 2013, launch of three satellites on the same rocket, which have since conducted sudden maneuvers toward other Chinese satellites. Human or operating errors during these maneuvers could inadvertently result in a collision that produces harmful debris. While these maneuvers could eventually be used for civilian purposes, most U.S. officials believe these experiments are primarily intended to demonstrate latent ASAT capabilities. An ASAT test that causes unintended damage to U.S. and ally satellites or an accident in space caused by debris could trigger a major international crisis between the United States and China. The risk is heightened by the fact that both countries have no pre–space-launch notification arrangements, similar to the U.S.-Russia agreement on notifications of intercontinental ballistic missile (ICBM) and submarine-launched ballistic missile (SLBM) launches. Management of such a crisis could also be hindered by a lack of direct communication between U.S. authorities and the PLA agency that oversees Chinese military space launches. Warning Indicators As China, North Korea, and Iran's space capabilities continue to grow, the following strategic and tactical warning indicators would suggest that a dangerous space event is forthcoming. Strategic warning indicators include statements of intention to interfere with or develop the capability to interfere with space operations of other powers during a crisis or wartime; evidence of such intent, including research and development or budget indicators, organizational changes, or intelligence collection; noticeably increased efforts to disrupt space communications using lasers or jammers against satellites or ground-based transmitters; or the sudden and unexplained launch of additional satellites into LEO, accompanied by an increase in aggressive or potentially hostile maneuvers. Certain indicators are suggestive of potential military escalation or onset of conflict. These include a heightened diplomatic crisis involving the United States and China, North Korea, or Iran that could result in terrestrial military escalation and trigger a crisis-related interference in space; militarized tensions or direct conflict between one of the three countries and the United States, a U.S. treaty ally, or a non-U.S. ally with known space capabilities, such as India or Russia; or an internal power struggle among governing elites in China, North Korea, or Iran, prompting space activities intended to consolidate domestic power or stoke nationalism. Tactical warning indicators tend to be more overt. They include significant changes in the alert status or operational readiness of military units associated with China, North Korea, or Iran's missile or space programs; the unexpected announcement of the closure of airspace to civilian aircraft over the territory of previous space launches; or preparations for missile tests from satellite launching stations which are usually detectable days, if not weeks, in advance. Space launches from road-mobile missile units, although closely monitored, would likely occur with less warning, if any. Additional indicators include specific space-related warnings or rhetoric, or the declaration of an antisatellite or ballistic missile defense test, although no warning would be issued. The 2007 Chinese ASAT test that destroyed an LEO satellite was not preceded by any specific warnings. Implications for U.S. Interests The United States has three primary national interests in preventing or mitigating the dangerous space contingencies detailed above, which would threaten U.S. or allied space assets and produce mass space debris, imperiling assured access to space. First, the United States depends on space systems more than any other country, which is unlikely to change in the future. No other state spends as much on its space activity (75 percent of global space funding is by the United States), or has a greater stake in a safe and secure space (43 percent of all active satellites are U.S. owned). Threats to U.S. satellites would reduce the country's ability to attack suspected terrorists with precision-guided munitions and conduct imagery analysis of nuclear weapons programs, and could interrupt non-cash economic activity depending on the severity of the attack and number of satellites disrupted. Moreover, although space debris threatens all international space assets, the United States depends especially on satellites in the portions of LEO where the greatest debris is found for encrypted communications, reconnaissance over Afghanistan, missile defense, and other missions critical to national security. Second, as the most active global security manager with unmatched commitments, the United States would be more affected by an unstable or insecure space commons than any other country. In January 2012, the Obama administration announced its commitment to help broker an International Code of Conduct on Outer Space Activities, which would be an informal arrangement based on freedom of access to space for peaceful purposes, preservation of the security and integrity of space objects in orbit, and due consideration for the legitimate defense interests of states. Third, as the primary guarantor of space access, the United States has a strong interest in promoting responsible behavior in space or at least preventing space activities that have the potential to become a source of international instability or potential conflict, in space or on the ground. Intentional or crisis-related interference in space would undermine the norm of equal access to space for all by introducing space as a domain for crisis bargaining, as well as prompting its further militarization—both of which would be highly destabilizing to international political dynamics. The U.S. Strategic Command's Joint Space Operations Center (JSpOC) helps to protect the space domain by providing conjunction assessment notifications to government and commercial space operators when their satellites are predicted to collide with other satellites or space debris. JSpOC gathers this information with its "space fence" of ground-based radars and optical sensors located throughout the world. Threats to military or civilian satellites could limit the timely and accurate information available to civilian decision-makers and military commanders during crisis situations. This is compounded by how difficult it would be for officials to quickly interpret whether a satellite malfunction was caused intentionally or inadvertently by humans, a damaging space phenomenon (such as solar flares), or routine mechanical failure. Attributing who or what is responsible for such a disruption in space is usually possible, but requires equipment, analysts, and time—all of which may be in short supply during a crisis. This situation could also create a first-strike incentive for U.S. decision-makers seeking to act before its understanding of a terrestrial dispute or its space situational awareness—the ability to view, characterize, and predict the location of manmade objects in space—is interrupted or further degraded. Preventive Options The United States has several unilateral, bilateral, and multilateral options for preventing dangerous space events most detrimental to U.S. interests. In addition to taking further steps to improve the survivability and redundancy of U.S. space assets and enhance its ability to detect dangerous space activities and debris, the United States could undertake other unilateral measures, such as declaring a moratorium on all ASAT testing to pressure other states to do the same. The United States could also promote a nontreaty prohibition of direct ascent ASAT tests. However, given that this would limit the operational requirements of mid-range U.S. ballistic missile defenses, such an agreement would be infeasible because of intense domestic political opposition. Moreover, while an ASAT and direct ascent ASAT ban would be beneficial to U.S. security, it is unlikely that China, North Korea, or Iran would agree to, let alone abide by, such agreements. Additionally, emerging space powers, such as Russia and India, may prioritize the development of space capabilities in an effort to match those of other space powers. The United States could issue clear and specific public warnings to deter malicious activity in space. As of yet, U.S. deterrent threats are confined to Pentagon planning documents, or have been applied with little specificity to cyber and space domains contemporaneously. If the space event was detected during the planning stage by the U.S. intelligence community, or it became clear that a country developing space capabilities intended to use them maliciously and the resultant space debris could be predicted by JSpOC, the United States could publicize the costs that such debris would pose to the world's satellites in an attempt to marshal international condemnation to prevent it. Military options to deter impending actions, or respond if necessary, include deploying naval assets toward a potential adversary, placing regionally based bombers on high-alert status, attempting to intercept a space launch with the sea-based Aegis ballistic missile defense system (a near impossibility for far inland China launches), or attempting to preemptively strike the space launch platform with long-range bombers or conventionally armed ballistic missiles. Though the United States possesses advanced direct ascent ASAT capabilities, employing them against Chinese, North Korean, or Iranian space systems would signal that such acts were normal behavior and create space debris threatening to U.S. space assets. Beyond these unilateral options, the United States could issue private demarches to warn and educate China, North Korea, or Iran of the consequences of a direct ascent or co-orbital ASAT test. The United States could initiate trust-building measures with specific countries to reduce the risk of inadvertent conflict. For example, U.S. officials could work with Chinese military leaders to establish rules of the road for space, such as announcing space launches and implementing emerging industry standards for debris mitigation, which could be included as part of the U.S.-China military discussions on common understandings for international airspace, the open seas, and cyberspace. Currently, no legal or nonbinding instruments governing outer space exist other than the Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space. U.S. diplomats could also request greater clarity from North Korea and Iran about the intent of their space activities. Multilaterally, the United States could continue to develop and promote bilateral and multilateral transparency and confidence-building measures in outer space, expanding on the UN Group of Governmental Experts' roadmap published in July 2013. This would include information exchanges and notifications, consultative mechanisms, shared space situational awareness, and the publication of national space policies. Likewise, the United States could seek to advance discussions in the UN Committee on the Peaceful Uses of Outer Space, which is developing best practices for space debris and collaborative space situational awareness. Mitigating Options The United States has several options to mitigate the consequences of a dangerous space event. If JSpOC characterized the space debris threat accurately in advance, high-demand U.S. satellites could undertake debris avoidance maneuvers to relocate to safer orbital slots. Predictive conjunction notices could be provided to all spacefaring nations and satellite operators. In preparation for such an event, policymakers could develop contingency plans to shift high demand military or civilian satellite communications from threatened U.S. satellites to available commercial satellites. The United States could mandate that government and commercial satellites include enhanced resilience and recovery capacities, such as passive shielding, hardening electrical circuits, and turn-off systems. Additionally, the U.S. military could expand training for operating in GPS-denied or communications-denied environments, in case military or military-dependent satellites are disabled. The United States could attempt to establish a dedicated, bilateral crisis communications channel between JSpOC and its equivalent Chinese, North Korean, and Iranian space agencies, to issue warnings and demarcations, and facilitate cooperation in times of crisis to prevent escalation and mitigate damage to space assets. This might be unlikely in the near term, but could be pursued over time. JSpOC already has a time-delayed mechanism to provide this information to China, and the U.S. military and its Iranian counterpart communicate in real time to prevent misunderstandings. This is even less feasible in the case of North Korea, given there is no current direct communications mechanism with the United States. The United States could work with other spacefaring nations to develop multilateral and international legal agreements, strategies, and plans for safely removing existing or future space debris. The reduction of space debris in orbit would make additional debris-creating space events less of an immediate and long-term threat to all space assets. Recommendations Due to its reliance on space and unmatched space situational awareness and demonstrated record of leading global action, the United States has a unique obligation to lead international efforts to prevent or mitigate a dangerous space event by implementing the following recommendations: Upgrade the JSpOC space fence radars and sensors, which are aging and strained, and provide limited coverage of the southern hemisphere. This is estimated to cost up to $2 billion. Expand the scope of data-sharing agreements with other countries and commercial space operators—beyond the thirty-five current agreements with commercial operators and five with countries (Australia, Canada, France, Japan, and Italy)—to improve overall space situational awareness. Establish regulations mandating best practices for space debris mitigation for all U.S. government and commercial space assets, such as requiring that satellites be maneuvered into "graveyard orbits" at the end of their lifespan so they burn up in the atmosphere. Test and develop large debris removal techniques through bilateral and multilateral pilot programs with other spacefaring nations. Increase transparency and confidence-building by announcing that the United States will not test or deploy antisatellite capabilities. This would be similar to the unilaterally declared U.S. Nuclear Weapons Testing Moratorium of 1992, which the United States has adhered to since. The moratorium was emulated in the Comprehensive Nuclear Test Ban Treaty ratified by 161 states including Russia. Publicize growing concerns about China's ASAT capabilities, mirroring what has been done to address Chinese threats to the maritime and cyber domains; no senior U.S. government official has issued a statement on space since January 2012, signaling that threats are not a priority. Dedicate more assets to improve intelligence collection and analysis of the command-and-control arrangements for China's, Iran's, and North Korea's space assets to better understand which officials would authorize a dangerous space incident and how they could be influenced. Undertake contingency planning for a diplomatic and military response if such a threatening antisatellite test occurred, similar to planning that has been conducted for catastrophic cyberattacks on U.S.-based critical infrastructure; this has yet to be undertaken at a senior level. Ask allied and partner countries with stronger diplomatic ties to China, North Korea, and Iran to raise specific U.S. concerns about those countries' potentially destabilizing behaviors in space. Begin formal discussions with Chinese government leaders to increase transparency and predictability for both American and Chinese actions in space, as part of the U.S.-China Strategic and Economic Dialogue process. Work with Congress to repeal the 2011 provision that prevents Chinese officials or experts from visiting the National Aeronautics and Space Administration's facilities to allow for bilateral civilian space cooperation with China. Increase focus on brokering an International Code of Conduct on Outer Space Activities with the largest number of states, to improve stability in space by promoting rules of the road for responsible space behavior. Conclusion Though the United States has limited leverage over the actions of China, North Korea, and Iran in space, it does have numerous options available to mitigate or prevent dangerous space incidents and limit the multiplication of space debris that threaten U.S. space assets and assured access to the domain. Some policymakers will argue that these recommendations require too much transparency into U.S. space operations and could pose operational constraints. Others will contend that these do not go far enough to address the reality of space threats and that the United States will waste its diminishing lead role if it does not take more proactive and radical steps. But U.S. policy must balance both demands by implementing the practical set of recommendations provided in this report. On the current path, the likelihood of potentially dangerous space incidents will only increase, whereas a renewed focus on preventing and mitigating such events would markedly reduce this threat. If the United States wishes to better guarantee its access to space as China, North Korea, and Iran advance their capabilities and other space powers emerge, it must intensify its efforts to have an impact or forsake its role in shaping rules of the road for space.
  • Global
    Charles F. Bolden Jr., Administrator, National Aeronautics and Space Administration, International Cooperation at NASA
    Play
    NASA Administrator Charles F. Bolden Jr. discusses his career and future NASA missions at the Conference on Diversity in international affairs.
  • United States
    The Future of U.S. Space Policy
    Play
    As we approach the fifteenth anniversary of the assembly of the International Space Station, please join Scott Pace and Robert Walker to discuss the U.S. space program in the context of budget cuts, the indefinite cancellation of U.S.-government-sponsored human space exploration, and the rise of private sector activity in the area.
  • United States
    The Future of U.S. Space Policy
    Play
    Scott Pace and Robert Walker discuss U.S. space program budget cuts, the indefinite cancellation of U.S.-government-sponsored human space exploration, and the rise of private sector activity in the area.
  • Space
    Breaking the U.S.-Mideast Impasse
    President Obama should make a trip to the region soon to signal a renewed commitment to helping resolve the conflict between Palestine and Israel, says CFR’s Robert Danin.
  • South Korea
    The KSLV I Launch and South Korea’s Space Strategy
    South Korea (the Republic of Korea, or ROK) has successfully established its place in the international shipbuilding, electronics, and automobile industries. Yet despite major investments in space technology, the ROK is still waiting for a breakthrough in its efforts to launch a satellite into orbit. Its third attempt is currently scheduled to take place at the Naro Space Center on October 26, 2012. In the midst of double-digit increases in Chinese and Indian space budgets and the expansion of Japan's space program to include military activities, what is South Korea's strategy for Asia's emerging space competition? And how likely is it to accomplish its goals, given its late entry into this complex high-tech sector? After years of technological underdevelopment, the ROK created the Korean Aerospace Research Institute (KARI) in 1989, just as it was undergoing democratization and opening up to the outside world. Its initial strategy focused on using import substitution to establish a national capability for operating foreign-produced satellites, with the intention of eventually building its own communications and remote-sensing spacecraft. During this time, KARI benefited from cooperation with Britain, the United States, and other foreign satellite manufacturers. In conjunction with its satellite program, KARI also began experiments in sounding-rocket technology in the 1990s. By the late 1990s, however, these solid-fuel boosters had reached altitudes of nearly 180 kilometers, bumping into U.S.-imposed missile-range restrictions South Korea had agreed to in return for surface-to-surface missile technology in the 1970s. Washington feared that the ROK's military government might be tempted to use missiles for offensive purposes. As a result, KARI concentrated on building a network of communications and remote-sensing satellites using foreign technologies, while beginning to construct its own scientific satellites, which it launched on foreign boosters. However, the advance of North Korea's ballistic missile program and its attempted launch of a satellite from its Taepodong I missile in 1998 posed a clear military threat to South Korea. In the context of the North-South political rivalry, Pyongyang's space launch gambit also risked endangering Seoul's technological reputation. Frustrated by attempts to acquire booster technology outside the Missile Technology Control Regime (MTCR), South Korea took steps to become a member. After entering the MTCR in 2001, Seoul sought to acquire liquid-fuel boosters for use in a devoted space-launch program. After failing to reach a deal with U.S. providers (due to high cost and non-MTCR-related U.S. export controls), KARI ended up entering an agreement with Russia in 2004 for the purchase of a large liquid-fuel Angara booster to serve as the first stage of its planned Korea Space Launch Vehicle (KSLV) I. KARI would construct the solid-fuel second-stage booster and the satellite. As part of the space agreement, Russia agreed to assist in the development and construction of a space-launch facility on an island in South Jeolla province and to provide KARI with astronaut training and a flight to the International Space Station. After a mini-scandal involving the unauthorized removal of training manuals from Russia's Star City by the ROK's first-choice astronaut Ko San, the Russian Space Agency barred him from its program. This turn of events allowed his female alternate, Yi So-yeon, to claim the title of the first Korean citizen to venture into space. She traveled to the space station in April 2008, becoming a national hero, although critics derided the flight for its $20 million price tag and reliance on Russian technology. KARI's success in satellite component development and the construction of a state-of-the-art space control and remote-sensing center in Taejon provided evidence of South Korean progress toward its goal of becoming one of the world's top ten space powers by 2015. However, budgetary troubles beginning in 2008 and difficulties in mastering the complexities of satellite launch have recently plagued KARI. In 2009, KARI's first attempt to launch the KSLV I ended in disappointment, after a successful Russian first stage was followed by the failed release of the satellite shroud from the Korean-built second stage, causing the still-attached spacecraft to lose velocity, tumble, and burn up in the atmosphere. KARI's second launch attempt in June 2010 ended in an explosion about two minutes into the KSLV I's flight, causing finger pointing by both Russia and South Korea. Lacking other options, KARI eventually purchased another Angara booster for its third KSLV I attempt. South Korea is struggling in space against structural obstacles having to do with its late entry into space technology and exploration. Put simply, as a middle-sized power, Seoul has to invest a higher percent of its resources into space activity if it hopes to develop a sustainable niche position among Asia's larger and more established space powers, which are decades ahead of it. Japan achieved its first satellite launch in January 1970, China in April 1970, and India in July 1980. However, Seoul's peninsular rival North Korea faces even greater obstacles in its space efforts because of its sharply limited finances, much lower technological base, and UN sanctions on its technology-acquisition program. Pyongyang has failed in three attempts to orbit a satellite thus far and has no experience in operating satellites or with advanced satellite production. Another advantage Seoul enjoys compared to Pyongyang is its good relations with more developed space powers. Besides its space ties to Russia and the United States, KARI cooperates with members of the European Space Agency, Ukraine, India, and Japan. North Korea's sole contacts in space activity may be with Iran. Historically speaking, early failures in space-launch programs are part of the normal growing pains of such efforts. The United States suffered many problems in the latter half of 1957 and throughout 1958 as it struggled to catch up with the Soviet Union after the successful launch of Sputnik. KARI is likely to overcome its problems with the KSLV I. However, what can it realistically expect of its space program? With a budget that has declined in recent years and now sits at $262 million (compared to Japan's $3.8 billion and India's $1.34 billion), South Korea will need to devote considerably more resources to space activities if it hopes to catch up with its Asian neighbors. KARI's future plans include the development of a domestically produced, three-stage, liquid-fuel KSLV II booster by 2021 capable of launching payloads of up to 1.5 tons into low-Earth orbit (compared to the 100 kilograms of the KSLV I). The ROK aims to launch its first lunar probe by 2023, a feat already accomplished by Japan, China, and India in the past decade. Notably, KARI has abandoned efforts to maintain its astronaut program due to its high cost, suggesting a possible recognition of more limited aims. The ROK's space program is now focused on developing national technological independence in space activity, particularly for space launch and satellite production. These technologies are important for national security missions, such as space-based reconnaissance, but they are also necessary building blocks for providing commercial space services in the future. Thus, in the medium term, South Korea's space program will be more of an "investment" than a moneymaker. Fortunately, KARI can expand its reach into space by building more intensive cooperative links with its friends and allies, thus allowing it to cost-share in international missions and satellite constellations without having to own or construct all of the technology. As the United States pivots toward Asia, it has begun to reach out more actively to its allies to share military satellite costs and reduce vulnerabilities to its own space assets posed by China's emerging capabilities. The ROK could play a mutually beneficial role as part of a growing network of U.S.-allied space capabilities, joining Japan, Australia, and members of the European Space Agency in increasingly linked networks for communications, remote sensing, space situational awareness, and global positioning. India may eventually join these nations as well. While such an approach may be less glamorous than a go-it-alone strategy, it is also safer and more affordable for Seoul. Nevertheless, Seoul will face challenges in bringing itself up to the level of allied actors and in developing even a limited range of commercial products that will be viable in a competitive space marketplace. A successful flight of the KSLV I may convince the government that it should push ahead. There are high entry costs to space activity, but it will provide important contributions to national security and offer benefits that come with the associated prestige. In this regard, the ROK government may have already decided that increased investment in space capability is unavoidable.
  • United States
    You Might Have Missed: Military Intervention, Drones, and al-Qaeda.
    Shaun Waterman, “Drones Over U.S. Get OK By Congress,” Washington Times, February 7, 2012. The FAA Reauthorization Act, which President Obama is expected to sign, also orders the Federal Aviation Administration to develop regulations for the testing and licensing of commercial drones by 2015. According to some estimates, the commercial drone market in the United States could be worth hundreds of millions of dollars once the FAA clears their use. The agency projects that 30,000 drones could be in the nation’s skies by 2020. Andrew Tilghman, “Official: U.S. Misjudged al-Qaeda Capabilities,” Air Force Times, February 7, 2012. “Al-Qaeda wasn’t as good as we thought they were on 9/11,” said Michael A. Sheehan, the assistant secretary of defense for special operations and low intensity conflict. The true limitations of al-Qaeda are one of two key reasons that America has not suffered a major terrorist attack since 2001. “The other reason is that we actually responded … and crushed al-Qaeda immediately after 9/11, and continually for the last 10 years,” Sheehan said. “We are better than we often give ourselves credit for. We have a very polarized political system and it’s very difficult for anybody to actually give credit or receive credit for how good we are.” Barbara Opall-Rome, “U.S. Seeks Space Hotline with China,” Defense News, February 6, 2012. Washington has proposed a bilateral space security dialogue with China patterned after a U.S.-Russian forum that kicked off in mid-2010 and expanded last summer into a direct hotline connecting U.S. Strategic Command’s Joint Space Operations Center in California with the Russian Space Surveillance & System Command Center in Moscow. In a seminal 2007 study for the U.S.-China Economic and Security Review Commission, Pentagon analyst Michael Pillsbury reported some 30 Chinese proposals and scholarly articles advocating the development and deployment of a variety of weapons that could disable or destroy satellites. Frank Rose [deputy assistant secretary of state for space and defense policy] said direct strategic dialogue with China…are important for preventing misperceptions and miscalculations. Scott Shane, “U.S. Said to Target Rescuers at Drone Strike Sites,” New York Times, February 5, 2012. The report, by the London-based Bureau of Investigative Journalism, found that at least 50 civilians had been killed in follow-up strikes after they rushed to help those hit by a drone-fired missile. The bureau counted more than 20 other civilians killed in strikes on funerals. A senior American counterterrorism official, speaking on the condition of anonymity, questioned the report’s findings, saying “targeting decision are the product of intensive intelligence collection and observation.” The official added: “One must wonder why an effort that has so carefully gone after terrorists who plot to kill civilians has been subjected to so much misinformation. Let’s be under no illusions—there are a number of elements who would like nothing more than to malign these efforts and help al-Qaeda succeed.” Washington Post-ABC News Poll, February 4, 2012. (3PA: According to this poll conducted by the Washington Post and ABC News with 1,000 Americans, 83 percent approve the “use of unmanned ‘drone’ aircraft against terrorist suspects overseas” and 79 percent approve the use of drones against suspected terrorists who are U.S. citizens.) David Brown, “New study doubles estimate of global malaria deaths,” Washington Post, February 2, 2012. The number of people who die annually of malaria is roughly double the current estimate, with a huge overlooked death toll in adults who, according to conventional teaching, rarely die of the tropical disease. That’s the conclusion of a new study that, if widely accepted, could affect billions of dollars of charitable spending and foreign aid in the developing world. The new estimate is likely to spur increased competition for global health spending, which has stalled in the economic downturn. Charles Kurzman, “Muslim-American Terrorism Since 9/11: An Accounting,” University of North Carolina, Chapel Hill, February 2, 2011. The total for 2010 suggests that the previous year may have been more of an aberration than a trend. The number of suspects dropped by over half, from 47 in 2009 to 20 in 2010. This brings the total since 9/11 to 161 Muslim-Americans terrorist suspects and perpetrators. Much of the spike in 2009 was due to a group of 17 Somali-Americans who had joined alShabaab in Somalia; it appears that only one additional Somali-American (Farah Mohamed Beledi) was indicted in 2010 for joining al-Shabaab. However, the number of individuals plotting against domestic targets also dropped by half, from 18 in 2009 to 10 in 2010. National Security Council, “U.S. Strategy in Afghanistan,” October 30, 2001. The U.S. should be involved in the diplomatic effort, but it is not within U.S. power to assure a specific outcome. U.S. preference for a specific outcome ought not paralyze U.S. efforts to oust Al-Qaeda and the Taliban. The U.S. should not commit to any post-Taliban military involvement, since the U.S. will be heavily engaged in the antiterrorism effort worldwide. (3PA: That was written 3,573 days ago.) Colin Powell, My American Journey, Random House, Inc., September 1995, pg. 280. I was developing a strong distaste for the antiseptic phrases coined by State Department officials for foreign interventions which usually had bloody consequences for the military, words like “presence,” “symbol,” “signal,” “option on the table,” “establishment of credibility.” Their use was fine if beneath them lay a solid mission. But too often these words were used to give the appearance of clarity to mud. (3PA: Powell provides a useful list of terms to avoid when proposing to use military force to actually destroy things and kill people.)
  • United States
    You Might Have Missed: The Iranian Nuclear Threat, Freedom Rankings, and More
    Freedom in the World, Freedom House, January 2012. The political uprisings that have swept the Arab world over the past year represent the most significant challenge to authoritarian rule since the collapse of Soviet communism … A total of 26 countries registered net declines in 2011, and only 12 showed overall improvement, marking the sixth consecutive year in which countries with declines outnumbered those with improvements. While the Middle East and North Africa experienced the most significant gains—concentrated largely in Tunisia, Egypt, and Libya—it also suffered the most declines, with a list of worsening countries that includes Bahrain, Iran, Lebanon, Saudi Arabia, Syria, the United Arab Emirates, and Yemen. Syria and Saudi Arabia, two countries at the forefront of the violent reaction to the Arab Spring, fell from already low positions to the survey’s worst-possible ratings. Towards an ‘Energy-Plus’ Approach to the Poor (PDF), United Nations Development Programme, January 18, 2012. Nearly half of the world’s population still lacks reliable access to modern energy services. Roughly 2.7 billion people (40 percent of the world’s population) depend on the traditional use of biomass for cooking and 1.4 billion remain without access to electricity; 85 percent of these people live in rural areas. Tom Vanden Brook, “Coalition limits details on troops killed by Afghans,” USA Today, January 18, 2012. Military commanders in Afghanistan have stopped making public the number of allied troops killed by Afghan soldiers and police, a measure of the trustworthiness of a force that is to take over security from U.S.-led forces. The change in policy comes after at least three allied troops have been killed by the Afghan troops they trained in the past month and follows what appears to be the deadliest year of the war for NATO trainers at the hands of their Afghan counterparts. (3PA: Between May 2007 and May 2011, at least fifty-eight Western troops were killed by Afghan soldiers in twenty-six separate attacks--representing 6 percent of all hostile coalition deaths during that time period.) Press Statement: International Code of Conduct for Outer Space Activities, U.S. Department of State, January 17, 2012. In response to these challenges, the United States has decided to join with the European Union and other nations to develop an International Code of Conduct for Outer Space Activities. A Code of Conduct will help maintain the long-term sustainability, safety, stability, and security of space by establishing guidelines for the responsible use of space. As we begin this work, the United States has made clear to our partners that we will not enter into a code of conduct that in any way constrains our national security-related activities in space or our ability to protect the United States and our allies. We are, however, committed to working together to reverse the troubling trends that are damaging our space environment and to preserve the limitless benefits and promise of space for future generations. (3PA: For more information, see the accompanying factsheet and read my Policy Innovation Memo from November 2011.) Isabel Kershner and Rick Gladstone, “Decision to Attack Iran Is ‘Far Off,’ Israel Says,” New York Times, January 17, 2012. "We haven’t made any decision to do this," adding, "This entire thing is very far off." The assertion by Defense Minister Ehud Barak was at least the third indication from the Israeli government in the past few days that it was not considering armed confrontation over the nuclear issue with Iran anytime soon, and it came amid signs that Iran and Western powers led by the United States might resume talks that have been stalled for a year. David E. Johnson, Hard Fighting: Israel and Lebanon in Gaza, RAND Corporation, January 16, 2012. (3PA: See chapter four for which lessons from Israel’s fight against "hybrid opponents" in Lebanon and the Gaza Strip are applicable to potential adversaries of the U.S. military.) Nick Turse, “The Crash and Burn Future of Robot Warfare,” TomDispatch.com, January 15, 2012. They catalog more than 70 catastrophic Air Force drone mishaps since 2000, each resulting in the loss of an aircraft or property damage of $2 million or more. Keep in mind that the 70-plus accidents recorded in those Air Force documents represent only drone crashes investigated by the Air Force under a rigid set of rules. Many other drone mishaps have not been included in the Air Force statistics.  Examples include a haywire MQ-9 Reaper drone that had to be shot out of the Afghan skies by a fighter jet in 2009, a remotely-operated Navy helicopter that went down in Libya last June, an unmanned aerial vehicle whose camera was reportedly taken by Afghan insurgents after a crash in August 2011, an advancedRQ-170 Sentinel lost during a spy mission in Iran last December, and the recent crash of an MQ-9 Reaper in the Seychelles Islands. U.S. Unmanned Aerial Systems, Congressional Research Service, January 3, 2012. Due to the recent acceleration in UAS production and drawdowns in manned aircraft, manned aircraft have gone from 95% of all DOD aircraft in 2005 to 69% today. Previously described as complements to, or augmentation of, manned aircraft, user demand and budgetary push have increasingly promoted UAS into a principal role. (3PA: This is a great resource for the basics of the U.S. covert drone program.) 2012 Index of Economic Freedom, Heritage Foundation, January 2012. Matthias Doepke, Michele Tertilt, and Alessandra Voena, The Economics and Politics of Women’s Rights (PDF), Northwestern University, December 2011. In contemporary cross-country data, measures of women’s rights and development are highly correlated. The fact that women in today’s least developed countries have the least legal rights might suggest that rights will expand naturally once economic development takes hold, just as they did in developed countries. However, there are important differences between today’s poor countries and the historical situation in rich countries. Focusing on the cases of the United States and England, we show that the historical expansion of women’s rights unfolded through distinct stages: basic economic rights came first, political rights were next, and equal treatment in the labor market and greater control over their own body ultimately followed. In contrast, in most African countries women gained formal political rights (as part of the end of colonialism) before obtaining economic rights. Moreover, there are many specific traditions (such as foot binding, child marriage, and witch killings) affecting the rights of women that are specific to certain cultures. From the archive: Micah Zenko, “Expect Israel to hit Iran without warning,” Los Angeles Times, August 30, 2009. If Israel attempts such a high-risk and destabilizing strike against Iran, President Obama will probably learn of the operation from CNN rather than the CIA. History shows that although Washington seeks influence over Israel’s military operations, Israel would rather explain later than ask for approval in advance of launching preventive or preemptive attacks.
  • United States
    Toward an International Code of Conduct for Space
    In June 2010, the Obama administration released its National Space Policy (PDF), which declared: "The United States will pursue bilateral and multilateral transparency and confidence-building measures to encourage responsible actions in, and the peaceful use of, space." This statement referred to the draft European Union (EU) Code of Conduct for outer space, originally published in 2008 and revised in 2010. The EU code called on member states to establish “policies and procedures to minimize the possibility of accidents…or any form of harmful interference with other States’ right to the peaceful exploration and use of outer space.” The code is not legally binding, but is rather a voluntary agreement with no formal enforcement mechanisms. It is based on three principles: freedom of access to space for peaceful purposes; preservation of the security and integrity of space objects in orbit; due consideration for the legitimate defense interests of states Beginning in October 2010, Frank Rose, deputy assistant secretary of state for space and defense policy, has repeatedly said: "Over the past 18 months, the United States has been actively consulting with the EU on the Code. It is our hope to make a decision as to whether the United States can sign on to the Code in the coming months." Fifteen months later, the Obama administration finally made its decision after an extensive interagency review, which centered on responding to Pentagon concerns that the EU code would have an operational impact on the U.S. military’s uses of space. According to Secretary of State Clinton’s statement in the official press release: "The United States has decided to join with the European Union and other nations to develop an International Code of Conduct for Outer Space Activities. A Code of Conduct will help maintain the long-term sustainability, safety, stability, and security of space by establishing guidelines for the responsible use of space." In other words, the administration has said "no" to the EU code—for now—but “yes” to an international version that incorporates the views of emerging space powers. I half agree with the administration’s decision. As I argued in a Policy Innovation Memo in November 2011, the administration should have endorsed the EU code for four reasons: First, the United States and EU had already engaged in four rounds of consultations about the code, after which Brussels incorporated suggested language, including the right to self defense in space. Second, we do not know precisely what objections the Pentagon had to the EU code. Space capabilities are highly classified, but several U.S. officials told me that they believed the code aligned with all existing Pentagon space plans and policies. However, Undersecretary of State for Arms Control and International Security Ellen Tauscher told reporters last week, without any clarification, that the code was “too restrictive.” Third, the majority of spacefaring countries, including Australia, Canada, and Japan, have already endorsed the EU code, making it the most widely acceptable coordinating mechanism to date. Fourth, the dangers of orbital space debris resulting from human activities are a rapidly growing threat to civil, military, and commercial satellites. While an international code would be the preferred multilateral forum to deal with space issues, it will undoubtedly take many years to draft and reach an agreement. According to National Research Council study released in September 2011: “The current orbital debris environment has already reached a ‘tipping point.’ That is, the amount of debris—in terms of the population of large debris objects, as well as overall mass of debris in orbit—currently in orbit has reached a threshold where it will continually collide with itself, further increasing the population of orbital debris.” Despite the urgency to develop and agree upon an international code of conduct, it would have several advantages over the current version of the EU code: Other spacefaring nations—such as Brazil, Russia, India, and China—indicated that they might not sign the EU code because they were insufficiently consulted in its development and believe it could limit the future capacities of emerging powers in outer space. The United States is the predominant space power, with 75 percent of worldwide governmental space funding; roughly 40 percent of all the active spacecraft (both government and commercial) in orbit; and the free-of-charge services provided by the U.S. Strategic Command’s Joint Space Operations Center, which detects, tracks, and identifies space objects and warns other countries and commercial space operators when their satellites are at risk. As the primary user of space, the United States can ’lead from the front’ in shaping an international code. Secretary Clinton’s statement represents a needed and marked departure from the Bush administration’s National Space Policy of 2006, which stated that “the United States will oppose the development of new legal regimes or restrictions that seek to prohibit or limit U.S. access to or use of space.” In 2007, Christina Rocca, U.S. ambassador to the Conference on Disarmament, said that the universalizing of existing space agreements (like the International Telecommunications Union) was a “much more practical and effective step towards guaranteeing the peaceful use of outer space,” while State Department official John Mohanco declared: “The cold war is over...and there is no arms race in outer space. Thus, there is no—repeat, no problem in outer space for arms control to solve.” The Cold War is indeed over, but since 1957 there have been over 5,500 launches that have sent some 7,000 spacecraft  into space. Today, there are over sixty countries that own and operate approximately 1,100 active satellites in space. Consequently, humans have made a mess of space with reckless creation of debris, which could impact surveillance and communications satellites that play an invisible but essential role in almost all facets of our daily lives. The Obama administration must translate its word into action by overseeing the development and implementation of an international code of conduct for space, which cannot begin soon enough.
  • Space
    A Space Code of Conduct
    An unmanned Progress supply vehicle approaches the International Space Station on April 7, 2010 (Courtesy Reuters/NASA). But outer Space At least this far, For all the fuss Of the populace Stays more popular Than populous. --Robert Frost, In the Clearing, 1962, pg. 97. Originally titled “The Astronomer,” this six-line poem by Robert Frost was included in a seven-page booklet distributed to friends and colleagues at his eighty-fifth birthday celebration at the historic Waldorf Astoria Hotel in New York on March 26, 1959. When Frost blew out the candles on his cake in 1959, there had been less than fifty space launches worldwide, mostly of scientific and intelligence surveillance satellites (and a Soviet dog named Laika). In the fifty-one years since Frost observed that the hype surrounding space did not match its exploration, there have been an additional 5,500 space launches of approximately 7,000 spacecraft. As a result, due to a combination of carelessness, willful negligence, poor planning, and mishaps, there is a lot of junk in space. This debris includes the upper stages of launch vehicles, disabled spacecraft, dead batteries, solid rocket motor waste, and refuse from human missions. Presently, there are some 22,000 items in space with a diameter of over ten centimeters—or roughly the size of a softball—that are regularly tracked by existing resources and technology. In addition, there are approximately 300,000 other fragments of space junk that measure between one and ten centimeters, and over 135,000,000 that are smaller than one centimeter. Traveling at speeds of up to 29,000 miles per hour, any of the debris could damage operational spacecraft. Space debris is an enormous problem that will only worsen as more and more countries utilize outer space for civilian, military, and scientific activities. Just weeks ago, a ten centimeter piece of debris, created by a Chinese anti-satellite missile test against an old weather satellite in 2007, threatened the International Space Station (ISS) orbiting approximately 200 miles above the earth. Although the American and Russian astronauts on board were not forced to evacuate to their Soyuz spacecraft, it echoed a similar incident in July 2011, when space debris missed the ISS by only 1,100 feet. Today, I published a Policy Innovation Memo that calls on the Obama administration to endorse the European Union (EU) Code of Conduct for Outer Space as a critical step toward establishing an international code of conduct. In addition to the existing EU code provisions, the international code must require the timely notification of space launches, planned satellite orbital placements, scheduled space maneuvers, and a ban on the weaponization of space. As the leading spacefaring power, the United States is uniquely positioned to actively lead the development of an international code of conduct by working with other countries to safeguard space from the increasing threat of space debris.
  • Space
    A Code of Conduct for Outer Space
    The Obama administration has accurately described outer space as increasingly "congested, contested, and competitive." Eleven countries have space launch capability and over sixty countries own and operate approximately 1,100 active satellites that play an invisible but essential role in almost all facets of our daily lives. However, as nations increasingly rely more on space, orbital space debris resulting from human activities on earth is a rapidly growing threat to civil, military, and commercial satellites. No country or group of countries possesses the sovereign authority or responsibility for regulating space. Outer space is instead governed by a patchwork of informal industry standards, unofficial UN guidelines, and bilateral agreements to prevent or mitigate potential satellite collisions and interference from space debris. As the leading country in space—and one that depends greatly on its assured availability—the United States has a core national interest to prevent or minimize the inherent risks of space activities. The United States should work with other spacefaring nations to establish a nonlegally binding international code of conduct for outer space activities. Specifically, the Obama administration should start negotiations building upon, but ultimately replacing, the current draft of the Space Code of Conduct put forth by the European Union (EU). The Problem Presently, existing resources and technology track approximately 22,000 items in space bigger than a softball, including the upper stages of launch vehicles, disabled spacecraft, dead batteries, solid rocket motor waste, and refuse from human missions. In addition, there are hundreds of thousands of other fragments of space junk that measure between one and ten centimeters, and countless millions that are even smaller. Traveling at speeds up to 22,000 miles per hour, even flecks of paint could potentially damage manned or unmanned spacecraft. Although it took forty years to produce 10,000 pieces of softball-sized space debris, that amount doubled over the next ten years, largely due to accidents and willful neglect. Most of the debris is located at a high orbit, where it could pose a significant threat for decades. Proposals to remove this space debris would be hugely expensive, have numerous technical hurdles, and require unprecedented international collaboration. If this escalating growth of space debris is not halted, U.S. officials worry that space will become a needlessly high-risk environment. Space as a U.S. National Interest The United States relies more on space for military, intelligence, civilian, scientific, and environmental activities than any other country. Without assured access to space, the United States could not attack suspected terrorists with precision-guided munitions, conduct imagery analysis of suspected nuclear weapons programs, use broadband Internet connectivity for cell phones and financial transactions, measure changes in the sea levels or arctic ice sheets, or forecast the paths of hurricanes. Though its preeminent global role may be declining, the United States remains the leader among all spacefaring nations. The United States accounts for 75 percent of worldwide governmental space funding, and U.S. government or industry owns and operates roughly 40 percent of all the active spacecraft in orbit. To alleviate the threat posed by space debris, U.S. Strategic Command's Joint Space Operations Center (JSPOC) detects, tracks, and identifies space objects through an elaborate constellation of twenty-nine ground-based radars and optical sensors. In addition to protecting U.S. spacecraft, JSPOC extends this capability—at no cost to the international community—by warning countries and commercial space operators when their satellites are at risk from large space debris or other satellites. European Union Code of Conduct In 2008, the EU published a draft Code of Conduct for Outer Space Activities, which it revised in September 2010. The code calls on member states to establish "policies and procedures to minimize the possibility of accidents … or any form of harmful interference with other States' right to the peaceful exploration and use of outer space." It is based on three principles: 1) freedom of access to space for peaceful purposes; 2) preservation of the security and integrity of space objects in orbit; and 3) due consideration for the legitimate defense interests of states. The code is not legally binding, but is rather a voluntary agreement among states with no formal enforcement mechanisms. In February 2011, thirty-seven Republicans noted that they were "deeply concerned" about the code because inadequate Obama administration briefings led to the mistaken belief that it could constrain missile defenses or antisatellite weapons. These misimpressions have been and must continue to be sufficiently addressed with relevant congressional members and staff; according to Obama administration space officials, the code's provisions are consistent with all existing practices of the National Aeronautics and Space Administration, Pentagon, and State Department. They believe that the code would lend order and predictability to the space domain by promoting norms of responsible behavior, facilitating the dissemination of best practices, and increasing transparency. The United States and the EU have also engaged in four rounds of consultations about the code, after which the EU incorporated suggested U.S. language, such as on the right to self-defense in space. For two years, the Obama administration has debated whether to endorse the EU code, pending a Pentagon assessment as to whether it would have an operational impact on the military's uses of space; most officials believe that it would not, as its provisions concur with all Pentagon space plans and policies. Given that the EU code is in U.S. national interest, if the Pentagon confirms that it would not have any negative impact, President Barack Obama should endorse it as the first step toward negotiations on an international code of conduct for outer space activities. Furthermore, the majority of spacefaring countries, including Australia, Canada, and Japan, have already endorsed the EU code. Why an International Code of Conduct? An international code of conduct for outer space activities is required. Other spacefaring nations—such as Brazil, Russia, India, and China—have indicated that they might not sign the EU code because they were insufficiently consulted in its development and believe it could be a ploy to limit the future capacities of emerging powers in outer space. Since February 2008, China and Russia have repeatedly proposed an alternative legally binding treaty that would outlaw the weaponization of space; the United States and most other spacefaring nations correctly oppose the draft treaty on the grounds that it would be unverifiable and would not cover ground-based systems. Along current trend lines, the EU code will likely suffer the same fate as the Hague Code of Conduct against Ballistic Missile Proliferation, which was endorsed by 132 states, but not Brazil, China, or India, much less Iran and North Korea. The United States has a clear interest in defining the rules of the road for interstate behavior in space, and it must actively lead the development of an international code of conduct on outer space activities. The United States is uniquely suited to do so as the leading space power, which through JSPOC provides the only reliable and timely information regarding space debris to commercial space operators and spacefaring nations, including Brazil, Russia, India, and China. Endorsing the EU code is an important first step toward ensuring U.S. objectives and would serve as a promising foundation for a more widely accepted international code. U.S. leadership toward developing an international code is long overdue and must begin with in-depth negotiations with emerging spacefaring nations to assure the document reflects their own interests. In addition to the EU code provisions, the international code must require the timely notification of space launches, planned satellite orbital placements, scheduled space maneuvers, and a ban on the weaponization of space, which is an essential requirement for Russia and China. The U.S. military has no kinetic weapons in space, nor has it indicated any plans to pursue them in the foreseeable future. Furthermore, the current architecture of the U.S. homeland and regional missile defense radars and interceptors would not be affected by the imposition of such an international code. Though not legally binding, an international code would be the most significant normative step that captures the interests of almost all spacefaring countries while shaping and promoting sustainable outer space conduct. Negotiations will require time and patience, as many states have understaffed space agencies. However, given that the threat from space debris is increasing exponentially and could lead to a domain that is no longer reliable or safe for human use, such discussions cannot start soon enough.
  • Defense and Security
    The Danger of Space Debris
      A Minotaur 1 rocket, carrying the Operationally Responsive Space 1 (ORS 1) satellite, lifts off from Wallop Island, Virginia in this undated handout photograph provided June 30, 2011. ORS 1 will support the military's intelligence, surveillance and reconnaissance needs by hosting an innovative sensor system. REUTERS/Thom Baur/Orbital Sciences/Handout Last week, six astronauts living on board the International Space Station (ISS), which orbits some 200 miles above the earth’s surface, received notice that a piece of space debris travelling 29,000 miles per hour would pass dangerously nearby.  NASA officials calculated that the probability of the ISS being hit at around one in 360. (One in 10,000 is NASA’s nominal threshold for which it will authorize a “collision avoidance maneuver.”) Normally, the ISS receives ample notice so that it can maneuver out of the pathway of potential space debris. However, with less than fifteen hours’ warning, the astronauts were forced to relocate to Soyuz space capsules for only the second time in the ISS’s thirteen-year history. While the debris missed the space station by 1,100 feet, orbital space debris is a growing threat to civil, military, and commercial satellites in space. Presently, there are some 22,000 items over ten centimeters across, or roughly the size of a softball, which can be regularly tracked with existing resources and technology. These include the upper stages of launch vehicles, disabled spacecraft, dead batteries, solid rocket motor waste, and refuse from human missions. In addition, there are approximately 300,000 other fragments of space junk measuring between one and ten centimeters, and over 135,000,000 less than one centimeter, which could potentially damage operational spacecraft. Though it took forty years to produce the first 10,000 pieces of softball-sized space debris, it required less than a decade for the next 12,000. This recent increase was due in part to two worrying incidents, which, according to NASA, combined to increase the number of total space objects by over 60 percent.  In January 2007, the Chinese military destroyed a defunct polar-orbiting weather satellite with a mobile ballistic missile, and in February 2009 an active Iridium communication satellite and a defunct Russian satellite, which had been predicted to pass each other 1,900 feet apart, unexpectedly collided.  The ability to detect, track, characterize, and predict objects in space and space-related events is known as space situational awareness (SSA). The U.S. Strategic Command’s Joint Space Operations Center (JSpOC) provides this function for the Pentagon by monitoring space debris (over ten centimeters) with a worldwide network of twenty-nine ground-based radars and optical sensors. In addition to supporting U.S. military and intelligence agencies, JSpOC provides e-mail notifications to commercial space operators when their satellites are at risk from space debris. JSpOC provides twenty to thirty close-approach notifications per day, which last year resulted in satellite owners maneuvering 126 times to avoid collision with other satellites or debris. According to U.S. officials, the United States even notifies the Chinese government when their satellites are threatened by space debris created by the 2007 anti-satellite test. Despite JSpOC’s best efforts, however, these same officials acknowledge that no country has the resources, technical expertise, or geography to meet the growing demands for SSA. The space debris problem is a classic global governance dilemma: though eleven states can launch satellites, and over sixty countries or government consortia own or operate the approximately 1,100 active satellites, no one country or group of countries has the sovereign authority or responsibility for regulating space. Under Article II of the 1967 Outer Space Treaty: “Outer space, including the moon and other celestial bodies, is not subject to national appropriation by claim of sovereignty.” The solution to reducing the amount of new space debris, mitigating the threat it poses to satellites and spacecraft, and eventually removing on-orbit debris from space, will require enhanced international cooperation. Last summer, the Obama administration released its National Space Policy, which featured the objective of preserving the space environment via “the continued development and adoption of international and industry standards and policies to minimize debris,” and “fostering the development of space collision warning measures.” Unfortunately, progress toward constructing international agreed upon rules of the road for the responsible uses of space have been slow going.